head of regulatory compliance.

about the company

A Financial Institution is recruiting for a Head of Regulatory Compliance. You will be supporting on a broad range of compliance matters, ensuring the business is operating in accordance with relevant laws and regulations and necessary policies and controls are put in place to address or mitigate any legal or compliance risks.

about the job

As the Head of Regulatory Compliance, you will be responsible for fostering and sustaining strong, collaborative relationships with key internal stakeholders to promote a proactive, consistent, and coordinated approach to managing risks.

This involves:

• identifying, evaluating, and implementing regulatory changes that impact the company
• managing and executing the Compliance Review Program to ensure that internal teams comply with applicable rules, policies, and procedures
• providing timely and high-quality advisory support to internal stakeholders, reviewing new products, services, business initiatives, and licensing requirements
• offering clear, sound, and consistent compliance advice, interpretations, and recommendations on regulations, policies, products, and business initiatives
• addressing and resolving any ambiguities in rules and regulations affecting business transactions and practices
• developing, reviewing, and updating internal policies, rules, and guidelines to align with best practices and regulatory standards

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