about the company
A Foreign Bank is recruiting for a Market Compliance Team Lead to support their Capital Markets and Treasury business. As a key member of the compliance team, your role is to implement and monitor financial market compliance frameworks in accordance with local regulations and effectively manage its compliance risk.
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about the job
- Manage a small team of compliance professionals
- Address all regulatory queries relating to the financial markets business, as well as manage audits and inspections
- Advise business stakeholders on regulatory requirements related to the trading business, as well as review and provide approval on new products
- Monitor regulatory changes and advise management on any material impact
- Ensure licensing and registration of employees are carried out
- Oversee trade and communications surveillance, personal account dealing (PAD) monitoring, investigations into potential breaches, and oversight of related outsourcing arrangements.
- Develop training material and carry out compliance training for all staff
skills and experience required
- Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
- Minimum 10 years of relevant compliance experience ideally from another investment banking/ financial markets background
- Excellent stakeholder management and communication skills
To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )
