about the company
Our client is a Global Financial Institution looking to expand their team with a senior compliance professional. With a focused commitment to growth in Asia, our client’s comprehensive suite of financial products and services serves as the one-stop shop to fulfill the financial needs of each of their valued clients.
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about the job
- Ensure the businesses is operating in accordance with all relevant policies and procedures, from a local, regional and group perspective
- Advise all stakeholders on all new and revised regulations, policies and procedures (MAS, SFA, FAA, SGX)
- Perform oversight and management of licensing, regulatory change management, complaints handling, conflict of interests, cross-border marketing, market abuse, outsourcing, training and management reporting
- Identify compliance risks through compliance testing and reviews and ensure risks are mitigated
- Address regulatory queries from MAS, auditors and regional governing bodies
- Participate in regional or global initiatives if any
skills and experience required
- Bachelors Degree from a reputable institution
- Minimum 8 years of relevant compliance experience in regulatory compliance roles from Financial Institutions
- Sound understanding of the regulatory landscape and relevant laws and regulations (MAS, SFA, FAA, SGX)
- Familiarity with regional regulations across APAC regions
- Excellent interpersonal and communication skills; able to articulate well and work with senior stakeholders
To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )
